General Information
On September 15, 2008, Lehman Brothers Holdings Inc. ("LBHI") filed a petition in the United States Bankruptcy Court
for the Southern District of New York seeking relief under chapter 11 of the United States Bankruptcy Code.
Subsequently, 18 additional affiliates of LBHI (together with LBHI, the "Debtors")
filed petitions in the United States Bankruptcy Court for the Southern District of New York seeking relief
under chapter 11 of the United States Bankruptcy Code.
The Debtors' cases have been assigned to Judge James M. Peck. Pursuant to Docket #86, these cases are jointly
administered for procedural purposes, meaning that all pleadings filed in these cases will be reflected on
case docket 08-13555 (“Main Case Docket”). The Main Case Docket can be accessed through the website maintained by the United States Bankruptcy Court (
http://www.nysb.uscourts.gov).
An unofficial version of the Docket is accessible by selecting the “Docket” link at the top of this page.
For questions related to Lehman Brothers Holdings Inc.'s Chapter 11 filing, please call:
U.S.: 1-866-879-0688
Non-U.S.: 1-503-597-7691
For questions related to Lehman Brothers Inc. ("LBI") SIPA proceeding, please call:
U.S.: 1-866-841-7868
Non-U.S.: 1-503-597-7690
Legal Inquiries
Please direct legal inquiries to the following:
Weil, Gotshal & Manges LLP
Lehman Legal Hotline:
|
Information on other former Lehman Brothers businesses
For information regarding Barclays Investment Banking and Capital Markets, please visit
www.barcap.com
For information regarding Barclays Wealth, please visit
www.barclayswealthamericas.com
For information related to Neuberger Berman, please visit
www.nb.com
For inquiries related to companies in the UK and Europe in administration, please contact PricewaterhouseCoopers LLP at
www.pwc.co.uk
For information related to the acquisition of Lehman Brothers Asia-Pacific business, please view
Nomura press release
or visit
www.nomura.com
For information related to companies in Hong Kong in administration, please view
KPMG News
or contact KPMG at
http://www.kpmg.com.hk
Website Information
As stated above, an unofficial version of the Docket can be accessed through this website by selecting “Docket” link at the top of this page. In addition, from time to time, certain key documents filed in this case or otherwise made available by the Debtor will be available by selecting the “Key Documents” link above. Should you have any questions relating to this website, please feel free to contact us at 646.282.2400.
PBGC Motion and Settlement
By order dated June 3, 2009 (the “PBGC Order”), the United States Bankruptcy Court for the
Southern District of New York approved a settlement agreement with the Pension Benefit
Guaranty Corporation regarding the Lehman Brothers Holdings Inc. Retirement Plan.
To see a copy of the PBGC Order, please click
here. [Docket #3751]
YOU DO NOT NEED TO DO ANYTHING TO CONTINUE TO RECEIVE YOUR PENSION BENEFITS.
For a copy of the Motion which was approved by the PBGC Order (the "Motion"), please click
here.
For a copy of the Exhibits to the Motion, please click
here.
Section 341 Meeting of Creditors
The meeting of creditors, pursuant to section 341 of chapter 11 of title 11 of the United States Code, of Lehman Brothers
Holdings Inc. and its affiliated debtors in the above-referenced chapter 11 cases, which started on January 29, 2009 and was
adjourned, will take place on
July 8, 2009 at 10:00 a.m. (New York Time) at the Hilton New York, Trianon Ballroom, 1335 Avenue
of the Americas, New York, New York, 10019. Attendance by creditors at the meeting is welcomed, but not required. (To see a copy
of the Notice, please click
here [Docket #3687]).
Presentation: Lehman Brothers Holdings Inc. § 341 Meeting
Presentation to Creditors
Presentation: Lehman Brothers Holdings Inc. Operational Issues & Challenges
Notice to Holders of Lehman Stock
Please see attached notice regarding the Court's Order Approving Restrictions on Certain Transfers of Interests
in the Debtors' Estates and Establishing Notification Procedures Relating Thereto, dated November 5, 2008. [Docket #1386]
Notice: (To see a copy of the Notice, please click
here).
Motion: (To see a copy of the Motion, please click
here). [Docket #978]
Order: (To see a copy of the Order, please click
here). [Docket #1386]
Any acquisition, disposition, or other transfer in
violation of the restrictions set forth in the proposed order on or after October 14, 2008 shall be null and
void ab initio as an act in violation of the automatic stay under sections 105(a) and 362 of the Bankruptcy Code.
The Motion only applies to trading by “Substantial Equityholders,” as defined in the Motion.
Debtors
| Lead Debtor: |
| |
Lehman Brothers Holdings Inc.
| Case No.: |
08-13555 |
Date Filed: | 9/15/2008 |
|
| Related Debtors |
| LB 745 LLC
| Case No.: |
08-13600 |
Date Filed: | 9/16/2008 |
| PAMI Statler Arms LLC
| Case No.: |
08-13664 |
Date Filed: | 9/23/2008 |
| Lehman Brothers Commodity Services Inc.
| Case No.: |
08-13885 |
Date Filed: | 10/3/2008 |
| Lehman Brothers Special Financing Inc.
| Case No.: |
08-13888 |
Date Filed: | 10/3/2008 |
| Lehman Brothers OTC Derivatives Inc.
| Case No.: |
08-13893 |
Date Filed: | 10/3/2008 |
| Lehman Brothers Derivative Products Inc.
| Case No.: |
08-13899 |
Date Filed: | 10/5/2008 |
| Lehman Commercial Paper Inc.
| Case No.: |
08-13900 |
Date Filed: | 10/5/2008 |
| Lehman Brothers Commercial Corporation
| Case No.: |
08-13901 |
Date Filed: | 10/5/2008 |
| Lehman Brothers Financial Products Inc.
| Case No.: |
08-13902 |
Date Filed: | 10/5/2008 |
| Lehman Scottish Finance L.P.
| Case No.: |
08-13904 |
Date Filed: | 10/5/2008 |
| CES Aviation LLC
| Case No.: |
08-13905 |
Date Filed: | 10/5/2008 |
| CES Aviation V LLC
| Case No.: |
08-13906 |
Date Filed: | 10/5/2008 |
| CES Aviation IX LLC
| Case No.: |
08-13907 |
Date Filed: | 10/5/2008 |
| East Dover Limited
| Case No.: |
08-13908 |
Date Filed: | 10/5/2008 |
| Luxembourg Residential Properties Loan Finance S.a.r.l.
| Case No.: |
09-10108 |
Date Filed: | 1/7/2009 |
| BNC Mortgage LLC
| Case No.: |
09-10137 |
Date Filed: | 1/9/2009 |
| Structured Asset Securities Corporation
| Case No.: |
09-10558 |
Date Filed: | 2/9/2009 |
| LB Rose Ranch LLC
| Case No.: |
09-10560 |
Date Filed: | 2/9/2009 |
| LB 2080 Kalakaua Owners LLC
| Case No.: |
09-12516 |
Date Filed: | 4/23/2009 |
To see the Voluntary Petition for a Debtor, click on the case number.
The chapter 11 case of Fundo de Investimento Multimercado Credito Privado Navigator Investimento No Exterior (Case No: 08-13903) has been dismissed.
To see the order dismissing the bankruptcy case, please click
here. [Docket #2913]
The chapter 11 case of Lehman Brothers Finance SA (Case No: 08-13887) has been dismissed.
To see the order dismissing the bankruptcy case, please click
here. [Docket #3076]
Hearing Dates
Below are the hearing dates for Lehman Brothers Holdings Inc. in United
States Bankruptcy Court:
- May 13, 2009
- June 3, 2009
- June 24, 2009
- July 15, 2009
- August 5, 2009
- August 26, 2009
- September 16, 2009
The above hearings are scheduled to take place at 10:00 a.m. EST in Courtroom
601, United States Bankruptcy Court, Alexander Custom House, One Bowling Green,
New York, New York 10004.
Sale of Certain Equity Interests and Assets Related to Lehman Brothers' Investment Management Division ("IMD")
By order, dated October 22, 2008 (the “Bid Procedures Order”), the United States Bankruptcy Court for the Southern District of
New York approved bidding procedures (the “Bidding Procedures”) to govern the sale by Lehman Brothers Holdings Inc. and certain of its affiliates (collectively, the “Sellers”) of the assets owned, held, or used primarily in connection with the
Sellers’ investment management business. To see the Bid Procedures Order and the Bidding Procedures, please click
here. [Docket #1175]
In accordance with the Bidding Procedures, the Sellers conducted an auction on December 3, 2008, and, after consultation with
the advisors for the Official Committee of Unsecured Creditors, selected the bid submitted by NBSH Acquisition, LLC as the
Successful Bid (as defined in the Bidding Procedures).
By order, dated December 22, 2008 (the “Sale Order”), the Bankruptcy Court approved the sale to NBSH Acquisition, LLC.
To see the Sale Order and the purchase agreement, as amended, please click
here. [Docket #2350]
To see the press release and Forms 8-K filed in connection with the selection of the Successful Bidder, please click
here and
here.
Pursuant to the Sale Order, a separate notice will be provided to counterparties to the Debtors' executory contracts and unexpired leases prior to
consummation of the sale.
Sale to Barclays Capital, Inc.
The sale to Barclays closed on September 22, 2008
Executed Sale Documents
Asset Purchase Agreement
First Amendment to Asset Purchase Agreement
Clarification Letter
Sale Motion/Order
On September 20, 2008, the Court entered an Order Under 11 U.S.C. §§ 105(a), 363, and 365 and Federal Rules of
Bankruptcy Procedure 2002, 6004 and 6006 Authorizing and Approving (A) The Sale of Purchased Assets Free and
Clear of Liens and Other Interests and (B) Assumption and Assignment of Executory Contracts and Unexpired Leases (the "Sale Order").
To see a complete copy of the Sale Order, dated 9/20/2008, please click
here. [Docket #258]
To see a complete copy of the Sale Motion, dated 9/17/2008, please click
here. [Docket #60]
Contracts and Leases to be Assumed and Assigned
The Purchaser has up to 60 days after the closing of the sale to designate executory contracts and unexpired leases
for assumption and assignment. Certain contracts were designated for assumption and assignment as of the date of closing of the sale
("
Closing Date Contracts"). In addition, the Purchaser will designate additional contracts relating to the sale
("
Designated Contracts”) for assumption and assignment on a rolling basis. Further details on the Closing Date Contracts and
Designated Contracts are provided below. To date, the Debtors have not filed a motion to reject any executory contracts or
unexpired leases.
Closing Date Contracts
To see the list of the "Closing Date Contracts", please click on the links below:
List of IT Closing Date Contracts (updated as of 10/1/2008 9:00 PM *)
List of Non-IT Closing Date Contracts (excluding Corporate Real Estate) (updated as of 10/1/2008 9:00 PM *)
List of Corporate Real Estate Closing Date Contracts (updated as of 10/1/2008 9:00 PM *)
To see the Procedures for Resolving Cure Amounts on the Closing Date Contracts, please click
here.
(updated as of 9/26/2008 11:30 PM).
Note: The objection deadline for counterparties to Closing Date Contracts has passed, with the following
exception: the objection deadline for parties, solely as reflected on Exhibit C to the
"
Notice of Extended Objection Deadline for Certain Counterparties to Contracts
and Leases Assumed and Assigned to Purchaser",
was extended to
November 24, 2008 at 4:00 p.m. (New York City time).
Designated Contracts
-
On October 6, 2008, the Purchaser filed multiple Notices of Assumption and Assignment of Executory Contracts and
Unexpired Leases, each of which identifies Designated Contracts (First through Fourth Omnibus Notices for LBHI;
First and Second Omnibus Notices for LBI). To see copies of the schedules identifying these Designated Contracts, please click
here:
The deadline to file a written objection concerning these Designated Contracts was Thursday, October 16, 2008 at 4:00 p.m. (New York City time).
-
On October 16, 2008, the Purchaser filed multiple additional Notices of Assumption and Assignment of Executory
Contracts and Unexpired Leases, each of which identifies additional Designated Contracts (Fifth Omnibus Notice for LBHI;
Third through Thirteenth Omnibus Notices for LBI). To see copies of the schedules identifying these additional Designated Contracts, please click
here:
The deadline to file a written objection concerning these additional Designated Contracts was Monday, October 27, 2008 at 4:00 p.m. (New York City time).
-
On October 21, 2008, the Purchaser filed an additional Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Fourteenth Omnibus Notice for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click
here:
The deadline to file a written objection concerning these additional Designated Contracts was Friday, October 31, 2008 at 4:00 p.m. (New York City time).
-
On November 10, 2008, the Purchaser filed multiple additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (Sixth Omnibus Notice for LBHI; Fifteenth Omnibus Notice for LBI). To see copies of the schedules identifying these additional Designated Contracts, please click please click
here:
The deadline to file a written objection concerning these additional Designated Contracts was Thursday, November 20, 2008 at 4:00 p.m. (New York City time).
-
On November 14, 2008, the Purchaser filed an additional Notice of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Sixteenth Omnibus Notice for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click
here:
The deadline to file a written objection concerning these additional Designated Contracts was Monday, November 24, 2008 at 4:00 p.m. (New York City time).
-
On November 17, 2008, the Purchaser filed additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Seventeenth and Eighteenth Omnibus Notices for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click
here:
The deadline to file a written objection concerning these additional Designated Contracts was Thursday, November 27, 2008 at 4:00 p.m. (New York City time).
-
On November 20, 2008, the Purchaser filed additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Seventh Omnibus Notice for LBHI; Nineteenth Omnibus Notice for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click
here:
The deadline to file a written objection concerning these additional Designated Contracts was Monday, December 1, 2008 at 4:00 p.m. (New York City time).
-
On November 21, 2008, the Purchaser filed additional Notices of Assumption and Assignment of Executory Contracts and Unexpired Leases, which identifies additional Designated Contracts (the Eighth, Ninth, and Tenth Omnibus Notices for LBHI; the Twentieth, Twenty-First, and Twenty-Second Omnibus Notices for LBI). To see a copy of the schedule identifying these additional Designated Contracts, please click
here:
The deadline to file a written objection concerning these additional Designated Contracts was Monday, December 1, 2008 at 4:00 p.m. (New York City time).
-
On November 21, 2008, the Purchaser filed a Notice of Assumption and Assignment of Exchange Traded Derivatives. To see a copy of the schedule identifying these Designated Contracts, please click
here:
The deadline to file a written objection concerning these Designated Contracts was Wednesday, December 3, 2008 at 4:00 p.m. (New York City time).
To see the Order establishing procedures for resolving disputes concerning the Designated Contracts
(including disputes over cure amounts), please click
here. [Docket #628]
As noted above, the Purchaser will continue to identify contracts for assumption and assignment as Designated Contracts on a
rolling basis. The Purchaser has up to 60 days from the date of closing of the sale to do so.
Proofs of Claim
The deadline for the filing of proofs of claims against the Debtors in these cases has yet to be established by the
Bankruptcy Court. However, should you choose to file a proof of claim form at this time, completed forms can be sent to the
following addresses:
| If by first-class mail: |
Lehman Brothers Holdings Claims Processing
c/o Epiq Bankruptcy Solutions, LLC
FDR Station, P.O. Box 5076
New York, NY 10150-5076 |
| If by Hand Delivery or Overnight mail: |
Epiq Bankruptcy Solutions, LLC
Attn: Lehman Brothers Holdings Claims Processing
757 Third Avenue, 3rd Floor
New York, NY 10017 |
A blank proof of claim form can be obtained
here. Social Security numbers are not required to complete a proof of claim and should not be included. A filed proof of claim form is a publicly accessible document.
Master List of Securities
To see the current "Master List of Securities", dated as of June 24, 2009, please click
here.
Key Professionals
| Debtors' Counsel |
Weil Gotshal & Manges LLP
767 Fifth Avenue
New York, NY 10153
http://www.weil.com
| Phone: | (212) 310-8000 |
| Fax: | (212) 310-8007 |
| Attn: | Harvey R. Miller, Esq.
Richard P. Krasnow, Esq.
Lori R. Fife, Esq.
Shai Y. Waisman, Esq.
Jacqueline Marcus, Esq. |
To see a copy of the Order Authorizing the Employment and Retention of Weil, Gotshal & Manges LLP as Attorneys for the Debtors, please click here. [Docket #1660]
Lehman Legal Hotline:
|
| Debtors' Chief Restructuring Officers |
Alvarez & Marsal North America, LLC
600 Lexington Avenue, 6th Floor
New York, NY 10022
http://www.alvarezandmarsal.com
| Phone: | (212) 759-4433 |
| Fax: | (212) 759-5532 |
To see a copy of the Order Authorizing the Debtors to Retain Alvarez & Marsal North America, LLC to Provide the Debtors a Chief Restructuring Officer and Additional Personnel, and to Appoint the Chief Restructuring Officer, please click here. [Docket #2278]
|
| Debtors' Investment Banker |
Lazard Freres & Co. LLC
30 Rockefeller Plaza
New York, NY 10020
http://www.lazard.com
| Phone: | (212) 632-6896 |
| Fax: | (212) 332-1757 |
| Attn: | Barry W. Ridings |
To see a copy of the Order Authorizing the Employment and Retention of Lazard Freres & Co. LLC as Investment Banker to the Debtors, please click here. [Docket #2275]
|
Pursuant to Docket #592, the following creditors have been appointed to the Official Committee of Unsecured Creditors in these cases by the Office of the United States Trustee:
Wilmington Trust Company,
520 Madison Avenue, 33rd Floor
New York, NY 10022
Phone: (212) 415-0522
Fax: (212) 415-0513
Attn: James J. McGinley |
The Bank of NY Mellon
101 Barclay - 8 W.
New York, New York 10286
Phone: (212) 815-5373
Attn: Gerard Facendola, Vice President Corporate Trust |
Shinsei Bank, Limited
1-8, Uchisaiwaicho 2- Chome
Chiyoda - Ku, Tokyo, 100-8501 JAPAN
Phone: 81-3-5510-6614
Fax: 81-3-4560-2846
Attn: Edward P. Gilbert |
Mizuho Corporate Bank, Ltd. as Agent
1251 Avenue of the Americas
New York, New York 10020-1104
Phone: (212) 282-3486
Fax: (212) 282-4490
Noel P. Purcell, Senior Vice President |
The Vanguard Group Inc.
P.O. Box 2600, V31
Valley Forge, PA 19482
Phone: (800) 523-1036 x13346
Fax: (610) 407-2875
Attn: Stewart Hosansky, Principal/Senior Analyst |
Metlife
10 Park Avenue, P.O. Box 1902
Morristown, New Jersey 07962-1902
Phone: (973) 355-4581
Fax: (973) 355-4230
Attn: David Yu, Director |
Aegon USA Investment Management
4333 Edgewood Road NE
Cedar Rapids, IA 52499
Phone: (312) 596-3920
Fax: (800) 454-2664
Attn: James K. Schaeffer, Director of Distressed Debt |
|
|
| Counsel for Committee of Unsecured Creditors |
Milbank, Tweed, Hadley & McCloy LLP
1 Chase Manhattan Plaza
New York, NY 10005
http://www.milbank.com
| Phone: | (212) 530-5000 |
| Fax: | (212) 530-5219 |
| Attn: | Dennis F. Dunne, Esq.
Dennis O’Donnell, Esq.
Evan Fleck, Esq.
|
|
| Unsecured Creditors’ Investment Banker |
Houlihan Lokey Howard & Zukin Capital, Inc.
225 South Sixth Street, Suite 4950
Minneapolis, MN 55402
http://www.hlhz.com
| Phone: | (612) 338-2910 |
| Fax: | (612) 338-2938 |
| Attn: | Eric Siegert |
To see a copy of the Order Authorizing Employment and Retention of Houlihan Lokey Howard & Zukin Capital, Inc. as Investment Banker to the Official Committee of Unsecured Creditors, please click here. [Docket #2279] |
The Office of the United States Trustee
33 Whitehall Street
21st Floor
New York, NY 10004
Phone: (212) 510-0500
Fax: (212) 668-2255
Attn: Brian Shoichi Masumoto, Esq.
|
To see a copy of the Order Authorizing the Appointment of Anton R. Valukas, as Examiner, please click
here. [Docket #2583]
| Counsel for Examiner |
Jenner & Block LLP
919 Third Avenue, 37th Floor
New York, New York 10022-3908
http://www.jenner.com
| Phone: | (212) 891-1600 |
| Fax: | (212) 891-1699 |
| Attn: | Patrick J. Trostle |
To see a copy of the Order Authorizing the Examiner to Retain and Employ Jenner & Block LLP as his Counsel Nunc Pro Tunc as of January 19, 2009, please click here. [Docket #2803]
|
For any questions related to the filing
of Lehman Brothers Holdings Inc., please see the following information:
Bryan Marsal of Alvarez & Marsal joined Lehman Brothers Holdings Inc (LBHI) in September, 2008 as Chief Restructuring Officer, with responsibility for the oversight of the Chapter 11 process. Bryan was appointed Chief Executive Officer of LBHI on 12/31/08. He and his management team will ensure the orderly restructuring of LBHI and its subsidiaries.
For any questions related to
the filing of Lehman Brothers Holdings Inc., please see the following
information: